Jobs

Responsibilities

• Following up external regulatory requirements and industry practices to identify and assess potential compliance risk of the Company’s business;
• Drafting and implementing internal compliance rules, policies and annual plan of the Company
• Drafting annual compliance report and reporting to company’s management team and HQ Compliance team;
• Conducting the compliance check and review as required, and issuing compliance opinions
• Organizing and carrying out compliance risk arising mainly from trade business assessment and alert, compliance monitoring, compliance interviews, compliance check and compliance assessment, etc.
• Lead the management of customer risks by conducting KYC process and review of registered customers and vessels.
• Lead the risk management of trade sanction risks by formulating a trade sanctions table, sanction policy and enforcing relevant processes and requirements thereof.
• Conducting compliance management in the areas of anti-market manipulation, anti-commercial bribery, anti money laundering and competition risk by reviewing and assessing the activities of the PCME Group and its employees.
• Organizing compliance training and education
• Liaising with external regulatory authorities and dealing with external inquires or investigations
• Working with other functions to carry out internal investigations
• Guiding, coordinating and supervising subsidiaries of the Company on compliance management
• Other matters as required by the management team.

Requirements

• Possess a good LLB degree from a recognized university.
• At least 6 years of in-house legal or compliance experience in energy trading house or law firms.
• Knowledge of trade & shipping law will be an added advantage.
• Strong drafting, negotiation and communication skills.
• Able to work independently as well as in a team.
• English as work language