Compliance Manager

Posted Date 6 months ago
Location United Arab Emirates
Discipline Legal
Job Reference 30547
Salary 25000.0

Responsibilities

  • Following up external regulatory requirements and industry practices to identify and assess potential compliance risk of the Company’s business;
  • Drafting and implementing internal compliance rules, policies and annual plan of the Company
  • Drafting annual compliance report and reporting to company’s management team and HQ Compliance team;
  • Conducting the compliance check and review as required, and issuing compliance opinions
  • Organizing and carrying out compliance risk arising mainly from trade business assessment and alert, compliance monitoring, compliance interviews, compliance check and compliance assessment, etc.
  • Lead the management of customer risks by conducting KYC process and review of registered customers and vessels.
  • Lead the risk management of trade sanction risks by formulating a trade sanctions table, sanction policy and enforcing relevant processes and requirements thereof.
  • Conducting compliance management in the areas of anti-market manipulation, anti-commercial bribery, anti money laundering and competition risk by reviewing and assessing the activities of the PCME Group and its employees.
  • Organizing compliance training and education
  • Liaising with external regulatory authorities and dealing with external inquires or investigations
  • Working with other functions to carry out internal investigations
  • Guiding, coordinating and supervising subsidiaries of the Company on compliance management
  • Other matters as required by the management team.

Requirements

  • Possess a good LLB degree from a recognized university.
  • At least 6 years of in-house legal or compliance experience in energy trading house or law firms.
  • Knowledge of trade & shipping law will be an added advantage.
  • Strong drafting, negotiation and communication skills.
  • Able to work independently as well as in a team.
  • English as work language